Robinhood Fined $45 Million by SEC for Securities Violations
Key Takeaways:Robinhood fined $45M for deceptive commerce knowledge, violating execution guidelines, SEC/FINRA allege.The agency failed disclosures, affecting order prices; pledges ...
Tag: fined
UK’s Coinbase subsidiary fined $4.5 Million for high-risk customer breaches
CB Funds Restricted (CBPL) a subsidiary the Coinbase Group fined $4.5 million by FCA for onboarding high-risk clients. Breaches occurred ...
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